Contact: Samantha Duffield Manager, Financial Compliance Phone: (416) 943-4662 Email: sduffield@mfda.ca A list of all deposit agreements executed is regularly published by the MFDA and can be accessed mfda.ca/news-and-publications/custodial-agreements/. When the investment fund company or the financial institution and its respective investment products held on behalf of the member are mentioned in this listing, the member may conclude that the assets are held in an “acceptable investment position.” MFDA rules state that members who hold title or clients or other investment products outside their physical property must ensure that the assets are held on an “acceptable securities site.” If the requirements are not met, a member must have sufficient regulatory capital to cover a deduction on his capital equal to the market value of all assets held in an unacceptable location. The general notes and definitions in Form 1 of the MFDA define acceptable securities sites. To meet this definition, two conditions must be met: (i) the site itself must be an entity in the general notes and definitions; and (ii) a written interim custody agreement must be entered into with that body, which specifies the conditions and conditions on which these securities or other investment products are deposited. Members are expected to check the sites where they hold assets and make every effort to ensure that the relevant authorities sign the mandatory guarantee agreement with the MFDA or, failing that, execute a hedging contract with the company itself, which contains the provisions of Rule 3.3.3 (b). When a member relies on the hedging agreement between the fund company or the financial institution and the MFDA, the member must ensure that the MFDA has been provided for each company with which it has a conservatory custody the following documents: after receiving and verifying the above elements, additional documents (i.e. statutes, the last financial statements audited); Documents supporting registration as an investment fund manager) are requested by the custodian. As part of the MFDA`s due diligence in verifying the custodian`s adequacy as an acceptable investment site, the MFDA will verify whether the investment fund company or financial institution has already entered into a fiduciary deposit agreement with another securities self-regulatory body. AIC Limited awarded the agreement to Elliott Page Limited. Middlefield Fund Management Limited awarded the contract to Middlefield Limited.

More activity. See Redwood Asset Management Inc. . Return on Innovation Management Ltd. Amalgamated with Return on Innovation Advisors Ltd. The merged entity is Return on Innovation Advisors Ltd.